Stock 4 Today Transactions

Positions closed out in August 2016

Symbol	Name	Entry Date	Entry $	Exit Date	Exit $	%	Annual %
VGZ	Vista Gold Corp. (Sell Short)	6/21/2016	1.24	8/1/2016	1.59	-28.2	-251.3
VGZ	Vista Gold Corp. (Sell Short)	6/22/2016	1.29	8/1/2016	1.59	-23.3	-212.2
VGZ	Vista Gold Corp. (Sell Short)	6/27/2016	2.02	8/1/2016	1.59	21.3	222.0
TSRO	TESARO Inc. (Sell Short)	6/30/2016	84.05	8/4/2016	89.45	-6.4	-67.0
TSRO	TESARO Inc. (Sell Short)	7/1/2016	81.06	8/4/2016	89.45	-10.4	-111.1
TSRO	TESARO Inc. (Sell Short)	7/5/2016	84.40	8/4/2016	89.45	-6.0	-72.8
TSRO	TESARO Inc. (Sell Short)	7/6/2016	90.26	8/4/2016	89.45	0.9	11.3
TSRO	TESARO Inc. (Sell Short)	7/7/2016	91.96	8/4/2016	89.45	2.7	35.6
DRYS	DryShips Inc.	7/20/2016	0.41	8/5/2016	0.41	0.0	0.0
DRYS	DryShips Inc.	7/25/2016	0.41	8/5/2016	0.41	0.0	0.0
ZSAN	Zosano Pharma Corp. (Sell Short)	7/26/2016	1.97	8/5/2016	1.51	23.4	852.3
PBYI	Puma Biotechnology Inc. (Sell Short)	7/27/2016	47.25	8/8/2016	46.04	2.6	77.9
TKAI	Tokai Pharmaceuticals Inc.	7/28/2016	1.24	8/8/2016	1.22	-1.6	-53.5
TKAI	Tokai Pharmaceuticals Inc.	7/29/2016	1.26	8/8/2016	1.22	-3.2	-115.9
TKAI	Tokai Pharmaceuticals Inc.	8/1/2016	1.13	8/8/2016	1.22	8.0	415.3
TKAI	Tokai Pharmaceuticals Inc.	8/2/2016	1.08	8/8/2016	1.22	13.0	788.6
VHC	VirnetX Holding Corp.	8/5/2016	2.39	8/10/2016	2.81	17.6	1282.8
AMRN	Amerin Corp. plc (Sell Short)	8/5/2016	3.33	8/11/2016	3.07	7.8	475.0
MCRB	Seres Therapeutics Inc.	8/3/2016	9.62	8/11/2016	9.73	1.1	52.2
MCRB	Seres Therapeutics Inc.	8/4/2016	9.31	8/11/2016	9.73	4.5	235.2
BVX	Bovie Medical Corp. (Sell Short)	8/8/2016	3.10	8/15/2016	2.94	5.2	269.1
BCRX	BioCryst Pharmaceuticals Inc. (Sell Short)	8/10/2016	5.00	8/17/2016	4.31	13.8	719.6
INFI	Infinity Pharmaceuticals Inc.	6/14/2016	1.36	8/17/2016	1.63	19.9	113.2
PQ	PetroQuest Energy Inc.	8/8/2016	1.91	8/17/2016	1.90	-0.5	-21.2
PW	Power REIT (Sell Short)	6/28/2016	7.38	8/18/2016	7.00	5.1	36.9
PW	Power REIT (Sell Short)	6/30/2016	6.98	8/18/2016	7.00	-0.3	-2.1
PW	Power REIT (Sell Short)	7/5/2016	8.04	8/18/2016	7.00	12.9	107.3
JASN	Jason Industries Inc.	8/9/2016	2.29	8/19/2016	2.35	2.6	95.6
JASN	Jason Industries Inc.	8/10/2016	2.25	8/19/2016	2.35	4.4	180.2
HTWR	Heartware International Inc. (Sell Short)	6/29/2016	57.46	8/22/2016	57.98	-0.9	-6.1
HTWR	Heartware International Inc. (Sell Short)	6/30/2016	57.75	8/22/2016	57.98	-0.4	-2.7
OCUL	Ocular Therapeutix Inc. (Sell Short)	8/5/2016	6.47	8/23/2016	6.88	-6.3	-128.5
DXPE	DXP Enterprises Inc. (Sell Short)	8/12/2016	28.01	8/24/2016	29.32	-4.7	-142.3
JAMN	Jammin Java Corp.	8/12/2016	0.02	8/24/2016	0.01	-50.0	-1520.8
JAMN	Jammin Java Corp.	8/15/2016	0.02	8/24/2016	0.01	-50.0	-2027.8
JAMN	Jammin Java Corp.	8/17/2016	0.01	8/24/2016	0.01	0.0	0.0
JAMN	Jammin Java Corp.	8/18/2016	0.01	8/24/2016	0.01	0.0	0.0
JAMN	Jammin Java Corp.	8/19/2016	0.02	8/24/2016	0.01	-50.0	-3650.0
REN	Resolute Energy Corp. (Sell Short)	8/12/2016	14.43	8/25/2016	16.08	-11.4	-321.0
REN	Resolute Energy Corp. (Sell Short)	8/15/2016	17.42	8/25/2016	16.08	7.7	280.8
REN	Resolute Energy Corp. (Sell Short)	8/16/2016	18.21	8/25/2016	16.08	11.7	474.4
REN	Resolute Energy Corp. (Sell Short)	8/17/2016	17.95	8/25/2016	16.08	10.4	475.3
REN	Resolute Energy Corp. (Sell Short)	8/19/2016	18.97	8/25/2016	16.08	15.2	926.8
QHC	Quorum Health Corp.	8/11/2016	5.03	8/26/2016	6.02	19.7	478.9
ANW	Aegean Marine Petroleum Network Inc. (Sell Short)	8/19/2016	10.71	8/30/2016	10.00	6.6	220.0

				Average	Annual	%	2.7