Stock 4 Today Transactions

Positions closed out in October 2017

Symbol	Name	Entry Date	Entry $	Exit Date	Exit $	%	Annual %
AXON	Axovant Sciences Ltd.	9/29/2017	6.88	10/4/2017	7.73	12.4	901.9
AXON	Axovant Sciences Ltd.	10/2/2017	7.39	10/4/2017	7.73	4.6	839.6
CCC	Calgon Carbon Corp.	9/21/2017	21.40	10/4/2017	21.90	2.3	65.6
TNTR	Tintri	9/22/2017	3.02	10/4/2017	3.21	6.3	191.4
GNCA	Genocea Biosciences Inc.	10/3/2017	1.38	10/5/2017	1.81	31.2	5686.6
VSAR	Versartis Inc.	9/26/2017	2.80	10/5/2017	2.75	-1.8	-72.4
VSAR	Versartis Inc.	9/27/2017	2.53	10/5/2017	2.75	8.7	396.7
VSAR	Versartis Inc.	9/28/2017	2.55	10/5/2017	2.75	7.8	409.0
CHKE	Cherokee Inc.	10/4/2017	2.15	10/10/2017	2.70	25.6	1556.2
CHKE	Cherokee Inc.	10/5/2017	2.18	10/10/2017	2.70	23.9	1741.3
CHKE	Cherokee Inc.	10/6/2017	2.23	10/10/2017	2.70	21.1	1923.2
ECYT	Endocyte Inc. (Sell Short)	10/4/2017	6.10	10/11/2017	4.83	20.8	1085.6
ECYT	Endocyte Inc. (Sell Short)	10/5/2017	5.70	10/11/2017	4.83	15.3	928.5
ECYT	Endocyte Inc. (Sell Short)	10/6/2017	5.75	10/11/2017	4.83	16.0	1168.0
ECYT	Endocyte Inc. (Sell Short)	10/9/2017	5.19	10/11/2017	4.83	6.9	1265.9
VSAR	Versartis Inc.	10/9/2017	2.55	10/11/2017	2.65	3.9	715.7
VSAR	Versartis Inc.	10/10/2017	2.55	10/11/2017	2.65	3.9	1431.4
TSG	Stars Group (Sell Short)	10/3/2017	20.40	10/12/2017	20.25	0.7	29.8
ZGNX	Zogenix Inc. (Sell Short)	9/29/2017	35.05	10/13/2017	38.25	-9.1	-238.0
ZGNX	Zogenix Inc. (Sell Short)	10/2/2017	38.90	10/13/2017	38.25	1.7	55.4
ZGNX	Zogenix Inc. (Sell Short)	10/5/2017	38.55	10/13/2017	38.25	0.8	35.5
ZGNX	Zogenix Inc. (Sell Short)	10/6/2017	38.30	10/13/2017	38.25	0.1	6.8
ALNY	Alnylam Pharmaceuticals Inc. (Sell Short)	9/21/2017	112.92	10/16/2017	121.89	-7.9	-116.0
MRTX	Mirati Therapeutics Inc. (Sell Short)	9/25/2017	10.05	10/16/2017	13.70	-36.3	-631.2
CLSN	CELSION CORP (Sell Short)	10/4/2017	3.80	10/17/2017	3.83	-0.8	-22.2
CLSN	CELSION CORP (Sell Short)	10/5/2017	3.57	10/17/2017	3.83	-7.3	-221.5
CLSN	CELSION CORP (Sell Short)	10/6/2017	3.35	10/17/2017	3.83	-14.3	-475.4
CLSN	CELSION CORP (Sell Short)	10/9/2017	3.72	10/17/2017	3.83	-3.0	-134.9
CLSN	CELSION CORP (Sell Short)	10/11/2017	5.84	10/17/2017	3.83	34.4	2093.8
CLSN	CELSION CORP (Sell Short)	10/13/2017	4.15	10/17/2017	3.83	7.7	703.6
CLSN	CELSION CORP (Sell Short)	10/16/2017	4.08	10/17/2017	3.83	6.1	2236.5
CHKE	Cherokee Inc.	10/12/2017	2.30	10/18/2017	2.45	6.5	396.7
MDGL	Madrigal Pharmaceuticals Inc. (Sell Short)	9/27/2017	36.85	10/19/2017	46.80	-27.0	-448.0
MDGL	Madrigal Pharmaceuticals Inc. (Sell Short)	9/29/2017	44.98	10/19/2017	46.80	-4.0	-73.8
SRNE	Sorrento Therapeutics Inc. (Sell Short)	10/18/2017	2.60	10/19/2017	2.50	3.8	1403.8
ONVO	Organovo Holdings Inc.	10/16/2017	1.48	10/20/2017	1.61	8.8	801.5
DRRX	Durect Corp.	10/20/2017	0.78	10/23/2017	0.88	12.8	1559.8
INFI	Infinity Pharmaceuticals Inc.	10/12/2017	3.73	10/24/2017	2.21	-40.8	-1239.5
INFI	Infinity Pharmaceuticals Inc. (Sell Short)	10/13/2017	2.90	10/24/2017	2.21	23.8	789.5
INFI	Infinity Pharmaceuticals Inc. (Sell Short)	10/16/2017	2.95	10/24/2017	2.21	25.1	1144.5
INFI	Infinity Pharmaceuticals Inc. (Sell Short)	10/17/2017	2.70	10/24/2017	2.21	18.1	946.3
INFI	Infinity Pharmaceuticals Inc. (Sell Short)	10/19/2017	2.40	10/24/2017	2.21	7.9	577.9
QURE	uniQure N.V. (Sell Short)	10/19/2017	15.16	10/24/2017	18.52	-22.2	-1617.9
QURE	uniQure N.V. (Sell Short)	10/20/2017	19.27	10/24/2017	18.52	3.9	355.2
ADOM	ADOMANI	10/17/2017	4.83	10/27/2017	4.82	-0.2	-7.6
ADOM	ADOMANI	10/18/2017	4.19	10/27/2017	4.82	15.0	609.8
ADOM	ADOMANI	10/19/2017	4.21	10/27/2017	4.82	14.5	661.1

				Average	Annual	%	625.9