|
Symbol |
Name |
Entry Date |
Entry $ |
Exit Date |
Exit $ |
% |
Annual % |
| CLVS |
Clovis Oncology Inc. (Sell
Short) |
6/19/2017 |
87.88 |
7/3/2017 |
93.18 |
-6.0 |
-157.2 |
| CLVS |
Clovis Oncology Inc. (Sell
Short) |
6/20/2017 |
88.68 |
7/3/2017 |
93.18 |
-5.1 |
-142.5 |
| CLVS |
Clovis Oncology Inc. (Sell
Short) |
6/21/2017 |
94.29 |
7/3/2017 |
93.18 |
1.2 |
35.8 |
| CLVS |
Clovis Oncology Inc. (Sell
Short) |
6/22/2017 |
96.78 |
7/3/2017 |
93.18 |
3.7 |
123.4 |
| LOXO |
Loxo Oncology Inc. (Sell
Short) |
6/15/2017 |
73.35 |
7/5/2017 |
79.06 |
-7.8 |
-142.1 |
| YUMA |
Yuma Energy Inc. |
6/22/2017 |
1.04 |
7/17/2017 |
2.32 |
123.1 |
1796.9 |
| ARNA |
Arena Pharmaceuticals Inc. (Sell
Short) |
7/12/2017 |
25.36 |
7/18/2017 |
23.00 |
9.3 |
566.1 |
| TEUM |
Pareteum Corp. (Sell
Short) |
7/11/2017 |
1.45 |
7/18/2017 |
0.95 |
34.5 |
1798.0 |
| TEUM |
Pareteum Corp. (Sell
Short) |
7/12/2017 |
1.18 |
7/18/2017 |
0.95 |
19.5 |
1185.7 |
| TEUM |
Pareteum Corp. (Sell
Short) |
7/13/2017 |
1.28 |
7/18/2017 |
0.95 |
25.8 |
1882.0 |
| TEUM |
Pareteum Corp. (Sell
Short) |
7/14/2017 |
1.38 |
7/18/2017 |
0.95 |
31.2 |
2843.3 |
| WINT |
Windtree Therapeutics, Inc. |
7/5/2017 |
0.34 |
7/19/2017 |
0.25 |
-26.5 |
-690.1 |
| WINT |
Windtree Therapeutics, Inc. |
7/6/2017 |
0.31 |
7/19/2017 |
0.25 |
-19.4 |
-543.4 |
| WINT |
Windtree Therapeutics, Inc. |
7/7/2017 |
0.29 |
7/19/2017 |
0.25 |
-13.8 |
-419.5 |
| ITEK |
Inotek Pharmaceuticals Corp. |
7/10/2017 |
0.95 |
7/20/2017 |
1.03 |
8.4 |
307.4 |
| ITEK |
Inotek Pharmaceuticals Corp. |
7/11/2017 |
0.95 |
7/20/2017 |
1.03 |
8.4 |
341.5 |
| ITEK |
Inotek Pharmaceuticals Corp. |
7/12/2017 |
0.94 |
7/20/2017 |
1.03 |
9.6 |
436.8 |
| ITEK |
Inotek Pharmaceuticals Corp. |
7/13/2017 |
0.90 |
7/20/2017 |
1.03 |
14.4 |
753.2 |
| ITEK |
Inotek Pharmaceuticals Corp. |
7/14/2017 |
0.93 |
7/20/2017 |
1.03 |
10.8 |
654.1 |
| ITEK |
Inotek Pharmaceuticals Corp. |
7/17/2017 |
1.05 |
7/20/2017 |
1.03 |
-1.9 |
-231.7 |
| NEOT |
Neothetics Inc. |
6/27/2017 |
0.54 |
7/24/2017 |
0.54 |
0.0 |
0.0 |
| NEOT |
Neothetics Inc. |
6/28/2017 |
0.60 |
7/24/2017 |
0.54 |
-10.0 |
-140.4 |
| NEOT |
Neothetics Inc. |
6/29/2017 |
0.58 |
7/24/2017 |
0.54 |
-6.9 |
-100.7 |
| NEOT |
Neothetics Inc. |
6/30/2017 |
0.54 |
7/24/2017 |
0.54 |
0.0 |
0.0 |
| YUMA |
Yuma Energy Inc. (Sell
Short) |
7/17/2017 |
2.32 |
7/24/2017 |
2.00 |
13.8 |
719.2 |
| YUMA |
Yuma Energy Inc. (Sell
Short) |
7/18/2017 |
2.11 |
7/24/2017 |
2.00 |
5.2 |
317.1 |
| YUMA |
Yuma Energy Inc. (Sell
Short) |
7/19/2017 |
2.25 |
7/24/2017 |
2.00 |
11.1 |
811.1 |
| YUMA |
Yuma Energy Inc. (Sell
Short) |
7/20/2017 |
2.18 |
7/24/2017 |
2.00 |
8.3 |
753.4 |
| YUMA |
Yuma Energy Inc. (Sell
Short) |
7/21/2017 |
2.15 |
7/24/2017 |
2.00 |
7.0 |
848.8 |
| MNGA |
MagneGas Corp. |
7/25/2017 |
0.75 |
7/26/2017 |
0.70 |
-6.7 |
-2433.3 |
| PTLA |
Portola Pharmaceuticals Inc. (Sell
Short) |
6/23/2017 |
56.06 |
7/27/2017 |
63.54 |
-13.3 |
-143.2 |
| PTLA |
Portola Pharmaceuticals Inc. (Sell
Short) |
6/27/2017 |
54.41 |
7/27/2017 |
63.54 |
-16.8 |
-204.2 |
| PTLA |
Portola Pharmaceuticals Inc. (Sell
Short) |
7/3/2017 |
56.52 |
7/27/2017 |
63.54 |
-12.4 |
-188.9 |
| REED |
Reeds Inc. |
7/18/2017 |
1.60 |
7/27/2017 |
1.70 |
6.2 |
253.5 |
| REED |
Reeds Inc. |
7/19/2017 |
1.55 |
7/27/2017 |
1.70 |
9.7 |
441.5 |
| REED |
Reeds Inc. |
7/20/2017 |
1.60 |
7/27/2017 |
1.70 |
6.2 |
325.9 |
|
|
|
|
|
|
|
|
|
|
|
|
Average |
Annual |
% |
323.8 |
