Stock 4 Today Transactions

Positions closed out in March 2017

Symbol	Name	Entry Date	Entry $	Exit Date	Exit $	%	Annual %
VSAR	Versartis Inc. (Sell Short)	2/24/2017	22.30	3/6/2017	20.10	9.9	360.1
VSAR	Versartis Inc. (Sell Short)	2/27/2017	23.05	3/6/2017	20.10	12.8	667.3
ARGS	Argos Therapeutics Inc.	2/23/2017	1.35	3/7/2017	1.40	3.7	112.7
ARGS	Argos Therapeutics Inc.	2/24/2017	1.23	3/7/2017	1.40	13.8	458.6
ARGS	Argos Therapeutics Inc.	2/27/2017	1.08	3/7/2017	1.40	29.6	1351.9
ARGS	Argos Therapeutics Inc.	2/28/2017	1.15	3/7/2017	1.40	21.7	1133.5
ARGS	Argos Therapeutics Inc.	3/1/2017	1.20	3/7/2017	1.40	16.7	1013.9
AVIR	Aviragen Therapeutics Inc.	2/16/2017	0.70	3/8/2017	0.62	-11.4	-208.6
AVIR	Aviragen Therapeutics Inc.	2/17/2017	0.70	3/8/2017	0.62	-11.4	-219.5
SWIR	Sierra Wireless Inc. (Sell Short)	2/16/2017	26.23	3/10/2017	27.50	-4.8	-80.3
AAOI	Applied Optoelectronics Inc. (Sell Short)	3/3/2017	53.32	3/14/2017	48.19	9.6	319.2
DVAX	Dynavax Technologies Corp. (Sell Short)	3/2/2017	6.45	3/14/2017	5.75	10.9	330.1
DVAX	Dynavax Technologies Corp. (Sell Short)	3/3/2017	6.25	3/14/2017	5.75	8.0	265.5
DVAX	Dynavax Technologies Corp. (Sell Short)	3/7/2017	5.85	3/14/2017	5.75	1.7	89.1
ESPR	Esperion Therapeutics Inc. (Sell Short)	2/14/2017	20.79	3/14/2017	30.65	-47.4	-618.2
AUPH	Aurinia Pharmaceuticals Inc. (Sell Short)	3/6/2017	5.36	3/16/2017	7.72	-44.0	-1607.1
AUPH	Aurinia Pharmaceuticals Inc. (Sell Short)	3/7/2017	7.10	3/16/2017	7.72	-8.7	-354.1
AUPH	Aurinia Pharmaceuticals Inc. (Sell Short)	3/8/2017	7.16	3/16/2017	7.72	-7.8	-356.8
AUPH	Aurinia Pharmaceuticals Inc. (Sell Short)	3/10/2017	8.50	3/16/2017	7.72	9.2	558.2
AUPH	Aurinia Pharmaceuticals Inc. (Sell Short)	3/13/2017	10.54	3/16/2017	7.72	26.8	3255.2
AUPH	Aurinia Pharmaceuticals Inc. (Sell Short)	3/14/2017	7.90	3/16/2017	7.72	2.3	415.8
CNCE	Concert Pharmaceuticals Inc. (Sell Short)	3/10/2017	16.33	3/16/2017	16.19	0.9	52.2
LMIA	LMI Aerospace Inc. (Sell Short)	2/21/2017	13.61	3/16/2017	13.80	-1.4	-22.2
OCRX	Ocera Therapeutics Inc. (Sell Short)	3/9/2017	1.89	3/20/2017	1.37	27.5	912.9
OCRX	Ocera Therapeutics Inc. (Sell Short)	3/10/2017	1.40	3/20/2017	1.37	2.1	78.2
OCRX	Ocera Therapeutics Inc. (Sell Short)	3/13/2017	1.47	3/20/2017	1.37	6.8	354.7
OCRX	Ocera Therapeutics Inc. (Sell Short)	3/17/2017	1.43	3/20/2017	1.37	4.2	510.5
LJPC	La Jolla Pharmaceutical Co. (Sell Short)	3/2/2017	34.36	3/21/2017	33.59	2.2	43.1
LJPC	La Jolla Pharmaceutical Co. (Sell Short)	3/8/2017	32.50	3/21/2017	33.59	-3.4	-94.2
TDW	Tidewater Inc.	3/13/2017	0.83	3/21/2017	0.99	19.3	879.5
TGTX	TG Therapeutics Inc. (Sell Short)	3/7/2017	10.90	3/21/2017	11.75	-7.8	-203.3
TGTX	TG Therapeutics Inc. (Sell Short)	3/15/2017	14.45	3/21/2017	11.75	18.7	1136.7
VNCE	Vince Holding Corp.	3/9/2017	1.45	3/21/2017	1.55	6.9	209.8
VNCE	Vince Holding Corp.	3/10/2017	1.40	3/21/2017	1.55	10.7	355.5
ARLZ	Aralez Pharmaceuticals Inc.	3/14/2017	2.09	3/27/2017	2.42	15.8	443.3
ARLZ	Aralez Pharmaceuticals Inc.	3/15/2017	2.37	3/27/2017	2.42	2.1	64.2
CIE	Cobalt International Energy Inc.	3/8/2017	0.48	3/27/2017	0.42	-12.5	-240.1
ESPR	Esperion Therapeutics Inc. (Sell Short)	3/23/2017	40.40	3/28/2017	35.66	11.7	856.5
RTK	Rentech Inc.	2/22/2017	1.15	3/29/2017	0.50	-56.5	-589.4
WAC	Walter Investment Management Corp.	3/16/2017	1.20	3/31/2017	1.08	-10.0	-243.3
WAC	Walter Investment Management Corp.	3/17/2017	1.10	3/31/2017	1.08	-1.8	-47.4
WAC	Walter Investment Management Corp.	3/20/2017	1.10	3/31/2017	1.08	-1.8	-60.3
WAC	Walter Investment Management Corp.	3/21/2017	0.95	3/31/2017	1.08	13.7	499.5
WAC	Walter Investment Management Corp.	3/22/2017	0.82	3/31/2017	1.08	31.7	1285.9

				Average	Annual	%	297.0