|
Symbol |
Name |
Entry Date |
Entry $ |
Exit Date |
Exit $ |
% |
Annual % |
| ESI |
ITT Educational Services Inc. (Sell
Short) |
8/19/2014 |
8.92 |
9/2/2014 |
7.93 |
11.1 |
289.4 |
| TKMR |
Tekmira Pharmaceuticals Corp. (Sell
Short) |
8/11/2014 |
23.80 |
9/4/2014 |
18.87 |
20.7 |
315.0 |
| TKMR |
Tekmira Pharmaceuticals Corp. (Sell
Short) |
8/12/2014 |
18.61 |
9/4/2014 |
18.87 |
-1.4 |
-22.2 |
| FSI |
Flexible Solutions International Inc. (Sell
Short) |
7/21/2014 |
1.17 |
9/5/2014 |
1.55 |
-32.5 |
-257.7 |
| FSI |
Flexible Solutions International Inc. (Sell
Short) |
7/22/2014 |
1.22 |
9/5/2014 |
1.55 |
-27.0 |
-219.4 |
| HTCH |
Hutchinson Technology Inc. (Sell
Short) |
8/7/2014 |
3.50 |
9/9/2014 |
4.31 |
-23.1 |
-256.0 |
| BSPM |
Biostar Pharmaceuticals Inc. (Sell
Short) |
8/21/2014 |
2.12 |
9/11/2014 |
1.63 |
23.1 |
401.7 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
7/23/2014 |
233.43 |
9/11/2014 |
273.68 |
-17.2 |
-125.9 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
7/24/2014 |
212.92 |
9/11/2014 |
273.68 |
-28.5 |
-212.6 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
7/25/2014 |
200.68 |
9/11/2014 |
273.68 |
-36.4 |
-276.6 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
7/28/2014 |
198.01 |
9/11/2014 |
273.68 |
-38.2 |
-310.0 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
7/29/2014 |
222.00 |
9/11/2014 |
273.68 |
-23.3 |
-193.1 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
7/30/2014 |
224.49 |
9/11/2014 |
273.68 |
-21.9 |
-186.0 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
7/31/2014 |
221.72 |
9/11/2014 |
273.68 |
-23.4 |
-203.7 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
8/1/2014 |
228.54 |
9/11/2014 |
273.68 |
-19.8 |
-175.8 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
8/4/2014 |
232.60 |
9/11/2014 |
273.68 |
-17.7 |
-169.6 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
8/5/2014 |
234.55 |
9/11/2014 |
273.68 |
-16.7 |
-164.6 |
| PBYI |
Puma Biotechnology Inc. (Sell
Short) |
8/6/2014 |
229.06 |
9/11/2014 |
273.68 |
-19.5 |
-197.5 |
| BDR |
Blonder Tongue Laboratories Inc. (Sell
Short) |
8/18/2014 |
1.51 |
9/12/2014 |
1.35 |
10.6 |
154.7 |
| BDR |
Blonder Tongue Laboratories Inc. (Sell
Short) |
8/20/2014 |
1.59 |
9/12/2014 |
1.35 |
15.1 |
239.5 |
| BDR |
Blonder Tongue Laboratories Inc. (Sell
Short) |
8/21/2014 |
1.50 |
9/12/2014 |
1.35 |
10.0 |
165.9 |
| HGSH |
China HGS Real Estate Inc. (Sell
Short) |
8/13/2014 |
3.51 |
9/12/2014 |
6.37 |
-81.5 |
-991.4 |
| HGSH |
China HGS Real Estate Inc. (Sell
Short) |
8/20/2014 |
4.70 |
9/12/2014 |
6.37 |
-35.5 |
-563.9 |
| LRAD |
American Technology Corporation (Sell
Short) |
8/19/2014 |
3.25 |
9/12/2014 |
3.16 |
2.8 |
42.1 |
| PIP |
PharmAthene Inc. (Sell
Short) |
8/15/2014 |
2.18 |
9/16/2014 |
1.86 |
14.7 |
167.4 |
| CBAK |
China BAK Battery Inc. (Sell
Short) |
7/7/2014 |
3.42 |
9/17/2014 |
3.45 |
-0.9 |
-4.4 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
8/25/2014 |
12.50 |
9/18/2014 |
17.99 |
-43.9 |
-668.0 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
8/26/2014 |
14.28 |
9/18/2014 |
17.99 |
-26.0 |
-412.3 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
8/27/2014 |
11.49 |
9/18/2014 |
17.99 |
-56.6 |
-938.6 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
8/28/2014 |
15.68 |
9/18/2014 |
17.99 |
-14.7 |
-256.1 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
8/29/2014 |
18.66 |
9/18/2014 |
17.99 |
3.6 |
65.5 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
9/2/2014 |
33.41 |
9/18/2014 |
17.99 |
46.2 |
1052.9 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
9/3/2014 |
23.04 |
9/18/2014 |
17.99 |
21.9 |
533.3 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
9/4/2014 |
26.09 |
9/18/2014 |
17.99 |
31.0 |
809.4 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
9/5/2014 |
25.27 |
9/18/2014 |
17.99 |
28.8 |
808.9 |
| DGLY |
Digital Ally Inc. (Sell
Short) |
9/8/2014 |
24.03 |
9/18/2014 |
17.99 |
25.1 |
917.4 |
| NETE |
Net Element International Inc. (Sell
Short) |
9/12/2014 |
5.70 |
9/26/2014 |
2.36 |
58.6 |
1527.7 |
| NETE |
Net Element International Inc. (Sell
Short) |
9/15/2014 |
2.88 |
9/26/2014 |
2.36 |
18.1 |
599.1 |
| NETE |
Net Element International Inc. (Sell
Short) |
9/16/2014 |
2.60 |
9/26/2014 |
2.36 |
9.2 |
336.9 |
| NETE |
Net Element International Inc. (Sell
Short) |
9/17/2014 |
2.98 |
9/26/2014 |
2.36 |
20.8 |
843.8 |
| NETE |
Net Element International Inc. (Sell
Short) |
9/18/2014 |
2.99 |
9/26/2014 |
2.36 |
21.1 |
961.3 |
| SCIL |
SCIENTIFIC LEARNING |
9/18/2014 |
0.19 |
9/26/2014 |
0.19 |
0.0 |
0.0 |
| SCOK |
SinoCoking & Coke Chemical Industries
Inc. (Sell Short) |
7/14/2014 |
1.91 |
9/26/2014 |
3.79 |
-98.4 |
-485.5 |
| SCOK |
SinoCoking & Coke Chemical Industries
Inc. (Sell Short) |
8/20/2014 |
3.02 |
9/26/2014 |
3.79 |
-25.5 |
-251.5 |
| ITCI |
Intra-Cellular Therapies Inc. |
9/4/2014 |
14.63 |
9/30/2014 |
13.71 |
-6.3 |
-88.3 |
| TRT |
Trio-Tech International |
9/24/2014 |
4.20 |
9/30/2014 |
3.87 |
-7.9 |
-478.0 |
| VIMC |
Vimicro International Corp. ADS (Sell
Short) |
9/15/2014 |
6.65 |
9/30/2014 |
9.94 |
-49.5 |
-1203.9 |
| VIMC |
Vimicro International Corp. ADS (Sell
Short) |
9/19/2014 |
8.72 |
9/30/2014 |
9.94 |
-14.0 |
-464.2 |
|
|
|
|
|
|
|
|
|
|
|
|
Average |
Annual |
% |
9.5 |
