|
Symbol |
Name |
Entry Date |
Entry $ |
Exit Date |
Exit $ |
% |
Annual % |
| GROW |
U.S. Global Investors Inc. Cl A (Sell
Short) |
11/28/2017 |
4.65 |
12/4/2017 |
3.88 |
16.6 |
1007.3 |
| GROW |
U.S. Global Investors Inc. Cl A (Sell
Short) |
11/30/2017 |
4.12 |
12/4/2017 |
3.88 |
5.8 |
531.6 |
| GROW |
U.S. Global Investors Inc. Cl A (Sell
Short) |
12/1/2017 |
4.20 |
12/4/2017 |
3.88 |
7.6 |
927.0 |
| NKTR |
Nektar Therapeutics (Sell
Short) |
11/13/2017 |
37.10 |
12/4/2017 |
50.73 |
-36.7 |
-638.6 |
| NKTR |
Nektar Therapeutics (Sell
Short) |
11/17/2017 |
44.99 |
12/4/2017 |
50.73 |
-12.8 |
-273.9 |
| NKTR |
Nektar Therapeutics (Sell
Short) |
11/20/2017 |
46.40 |
12/4/2017 |
50.73 |
-9.3 |
-243.3 |
| NKTR |
Nektar Therapeutics (Sell
Short) |
11/21/2017 |
49.98 |
12/4/2017 |
50.73 |
-1.5 |
-42.1 |
| NKTR |
Nektar Therapeutics (Sell
Short) |
11/29/2017 |
54.14 |
12/4/2017 |
50.73 |
6.3 |
459.8 |
| AVID |
Avid Technology Inc. (Sell
Short) |
11/22/2017 |
7.05 |
12/6/2017 |
6.50 |
7.8 |
203.4 |
| MDGL |
Madrigal Pharmaceuticals Inc. |
12/6/2017 |
87.18 |
12/7/2017 |
82.37 |
-5.5 |
-2013.8 |
| XCO |
EXCO Resources Inc. |
12/1/2017 |
0.53 |
12/7/2017 |
0.66 |
24.5 |
1492.1 |
| NXTD |
Nxt-ID Inc. |
11/21/2017 |
1.10 |
12/8/2017 |
1.22 |
10.9 |
234.2 |
| GLBR |
Global Brokerage Inc. Cl A |
12/5/2017 |
0.33 |
12/11/2017 |
0.52 |
57.6 |
3502.5 |
| GLBR |
Global Brokerage Inc. Cl A |
12/6/2017 |
0.25 |
12/11/2017 |
0.52 |
108.0 |
7884.0 |
| CUR |
Neuralstem Inc. (Sell
Short) |
12/5/2017 |
3.09 |
12/12/2017 |
1.83 |
40.8 |
2126.2 |
| CUR |
Neuralstem Inc. (Sell
Short) |
12/6/2017 |
2.01 |
12/12/2017 |
1.83 |
9.0 |
544.8 |
| CUR |
Neuralstem Inc. (Sell
Short) |
12/7/2017 |
2.24 |
12/12/2017 |
1.83 |
18.3 |
1336.2 |
| CUR |
Neuralstem Inc. (Sell
Short) |
12/8/2017 |
2.00 |
12/12/2017 |
1.83 |
8.5 |
775.6 |
| CUR |
Neuralstem Inc. (Sell
Short) |
12/11/2017 |
1.93 |
12/12/2017 |
1.83 |
5.2 |
1891.2 |
| IBIO |
iBio Inc. |
12/4/2017 |
0.17 |
12/12/2017 |
0.18 |
5.9 |
268.4 |
| IBIO |
iBio Inc. |
12/11/2017 |
0.14 |
12/12/2017 |
0.18 |
28.6 |
10428.6 |
| RARX |
Ra Pharmaceuticals Inc. |
12/7/2017 |
7.67 |
12/12/2017 |
8.00 |
4.3 |
314.1 |
| RARX |
Ra Pharmaceuticals Inc. |
12/8/2017 |
7.51 |
12/12/2017 |
8.00 |
6.5 |
595.4 |
| PTI |
Proteostasis Therapeutics Inc. (Sell
Short) |
12/12/2017 |
6.14 |
12/13/2017 |
5.47 |
10.9 |
3982.9 |
| VTGN |
VistaGen Therapeutics Inc. (Sell
Short) |
12/7/2017 |
2.03 |
12/13/2017 |
1.17 |
42.4 |
2577.2 |
| EXPR |
Express Inc. (Sell
Short) |
12/4/2017 |
10.48 |
12/14/2017 |
10.36 |
1.1 |
41.8 |
| TAT |
TransAtlantic Petroleum Ltd. (Sell
Short) |
12/4/2017 |
1.15 |
12/14/2017 |
1.02 |
11.3 |
412.6 |
| CUR |
Neuralstem Inc. (Sell
Short) |
12/14/2017 |
2.14 |
12/18/2017 |
1.94 |
9.3 |
852.8 |
| AFMD |
Affimed N.V. |
12/12/2017 |
1.25 |
12/20/2017 |
1.28 |
2.4 |
109.5 |
| AFMD |
Affimed N.V. |
12/13/2017 |
1.23 |
12/20/2017 |
1.28 |
4.1 |
212.0 |
| AFMD |
Affimed N.V. |
12/14/2017 |
1.30 |
12/20/2017 |
1.28 |
-1.5 |
-93.6 |
| DAVE |
Famous Dave's of America Inc. (Sell
Short) |
12/11/2017 |
7.00 |
12/20/2017 |
6.25 |
10.7 |
434.5 |
| UTSI |
UTStarcom Inc (Sell
Short) |
12/4/2017 |
5.49 |
12/20/2017 |
5.82 |
-6.0 |
-137.1 |
| SAGE |
Sage Therapeutics Inc. (Sell
Short) |
12/11/2017 |
163.33 |
12/21/2017 |
155.40 |
4.9 |
177.2 |
| CODX |
Co-Diagnostics |
12/18/2017 |
2.84 |
12/26/2017 |
3.16 |
11.3 |
514.1 |
| CODX |
Co-Diagnostics |
12/20/2017 |
2.38 |
12/26/2017 |
3.16 |
32.8 |
1993.7 |
| CCIH |
ChinaCache International Holdings Ltd.
(ADS) (Sell Short) |
12/19/2017 |
3.05 |
12/28/2017 |
1.66 |
45.6 |
1848.3 |
| CCIH |
ChinaCache International Holdings Ltd.
(ADS) (Sell Short) |
12/22/2017 |
1.78 |
12/28/2017 |
1.66 |
6.7 |
410.1 |
| OSTK |
Overstock.com Inc. (Sell
Short) |
12/15/2017 |
68.35 |
12/28/2017 |
65.85 |
3.7 |
102.7 |
| RIOT |
Riot Blockchain (Sell
Short) |
12/14/2017 |
24.98 |
12/28/2017 |
27.23 |
-9.0 |
-234.8 |
|
|
|
|
|
|
|
|
|
|
|
|
Average |
Annual |
% |
1112.9 |
